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Inequality and Human Rights

Lecture L8 Statement-style essay Reading: Moyn · Marks · Salomon · Alston · O'Connell · Fredman

Snapshot

The exam question asks, in some form, the same thing: can the international human rights project address structural inequality, or is it constitutively unable to? The strongest line — most consistent with Dr O'Connell's framing — is that human rights are necessary but radically insufficient: they set a floor, legitimate mobilisation, and supply a vocabulary for shaming the state, but cannot, by their own internal logic, compel redistribution or the dismantling of the political-economic structures that produce inequality. Substantive equality requires politics; rights can support that politics, but cannot substitute for it. State that line in the introduction and defend it throughout.

1. FRAME — the scale of inequality and the simultaneity problem

Begin with the empirical stakes. The post-1980 neoliberal turn — Thatcher (1979), Reagan (1980), the Volcker shock — has produced one of the most dramatic concentrations of wealth in modern history. Oxfam's Davos briefings repeatedly find a handful of billionaires owning as much as the bottom half of humanity; the World Inequality Report puts the richest 10% on ~52% of global income (the poorest 50% on 8%) and the top 10% on ~76% of wealth. Piketty adds the long-run thesis: absent political shocks, r > g, inequality widens.

The decisive observation is Moyn's: the human rights revolution and the global inequality explosion are exactly contemporaneous. The two great post-1970s projects rose together. A serious answer must explain that simultaneity, not paper over it.

"Human rights have emerged in tandem with the neoliberal era, but they have proved unable to challenge — and have at best mitigated — the inegalitarian tide." — Samuel Moyn, Not Enough: Human Rights in an Unequal World (Harvard UP 2018)

Three framing moves before doctrine. First, distinguish poverty from inequality; HR law is fluent in the former, far less in the latter. Second, distinguish vertical from horizontal inequality — a distinction TWAIL (Anghie, Orford) presses. Third, locate the issue in political economy: capital mobility, financialisation, regressive taxation, privatisation and labour-market deregulation drive post-1980 polarisation, and HR law speaks to none directly.

2. EXPLAIN — what international human rights law actually says about inequality

The toolkit has five strands.

(a) Non-discrimination and equality before the law

The textual starting point is UDHR Articles 1, 2 and 7 — "born free and equal in dignity and rights"; entitlement "without distinction of any kind"; "all are equal before the law" — reproduced in ICCPR Arts 2 and 26 and ICESCR Arts 2(2) and 3.

UDHR (1948) — Arts 1, 2, 7, 25

Art 1: "All human beings are born free and equal in dignity and rights." Art 2: rights "without distinction of any kind". Art 7: equality before the law and equal protection. Art 25(1): right to "a standard of living adequate for… health and well-being… including food, clothing, housing and medical care and necessary social services".

ICCPR (1966) — Arts 2, 3, 26

Art 2(1): respect and ensure rights "without distinction of any kind". Art 3: equal right of men and women. Art 26: free-standing equality — "all persons are equal before the law and are entitled without any discrimination to the equal protection of the law" — read by the HRC (Broeks v Netherlands, 1987) to cover economic and social legislation.

ICESCR (1966) — Arts 2(2), 3, 11, 12, 13

Art 2(2): "without discrimination of any kind". Art 3: equal right of men and women. Art 11: adequate standard of living, food, housing. Art 12: highest attainable health. Art 13: education. Art 2(1) imposes "progressive realisation" within "maximum available resources" — the obligation that structures the Covenant.

(b) Formal vs substantive equality — Fredman

Fredman's Discrimination Law and "Substantive Equality Revisited" (2016) 14 ICON 712 supply the vocabulary the exam expects. Formal equality ("treat likes alike") is symmetric and indifferent to background distribution; it can entrench inequality by ignoring the context that produces it. Substantive equality abandons that pretence.

"Substantive equality should be regarded as having four overlapping dimensions: to redress disadvantage; to address stigma, stereotyping, prejudice and violence; to enhance voice and participation; and to accommodate difference and achieve structural change." — Sandra Fredman, "Substantive Equality Revisited" (2016) 14 ICON 712

The four dimensions are redistributive, recognition, participative, transformative; no lexical priority. It informs CRPD General Comment 6 and is your strongest hook for the claim that HR law is not analytically trapped in formal equality.

(c) ICESCR substantive rights and progressive realisation

The Covenant's substantive guarantees — adequate standard of living (Art 11), highest attainable health (Art 12), education (Art 13) — bite on inequality via Art 2(1) progressive realisation. CESCR General Comment 3 (1990) and the "minimum core" doctrine require essential levels of each right; retrogressive measures must be justified. OP-ICESCR (2008, in force 2013) created individual complaints, but uptake is thin and Views are not binding.

(d) Extraterritorial obligations — the Maastricht Principles

Maastricht Principles on Extraterritorial Obligations (2011)

Adopted 28 September 2011 (ETO Consortium / ICJ). The Principles restate States' obligations to respect, protect and fulfil ESC rights towards persons outside their borders. They create no new law. Key for inequality: Principles 9–11 (scope of jurisdiction), 29 (cooperation), 31 (coordinated action).

The Principles matter because inequality cannot be addressed without confronting cross-border determinants — illicit flows, tax havens, debt, trade. Salomon's Global Responsibility for Human Rights (OUP 2007) builds the architecture for this view.

(e) Alston's reports as institutional intervention

The most dramatic recent use of the rights apparatus has been Philip Alston's UN Special Rapporteurship on extreme poverty (2014–2020): country reports on the US (2017) and UK (2018), the thematic report on neoliberalism (A/HRC/38/33, 2018) and the final report on poverty eradication (A/HRC/44/40, 2020) reframed Anglo-American social policy as a rights concern.

"British compassion has been replaced by a punitive, mean-spirited, and often callous approach apparently designed to instill discipline where it is least useful, to impose a rigid order on the lives of those least capable of coping, and elicit responses by which some of the most well-off in society blame the least well-off." — Philip Alston, Statement on visit to the United Kingdom (Nov 2018)

3. CRITIQUE — the four-fold critique of the human rights response

Four lines of critique converge. Treat them as cumulative, not alternatives.

(a) Moyn — the floor without a ceiling

Moyn's thesis in Not Enough is that human rights articulate a politics of sufficiency, not equality. They demand a floor — no torture, no starvation, basic education — but place no ceiling on accumulation at the top. A society in which everyone has enough but a tiny minority has unimaginably more is fully compatible with the regime as it stands. The point is conceptual: the UDHR's "adequate standard of living" is a sufficiency threshold, silent on the gap between median and top.

"Human rights have become our highest ideals, but they are unsuited to the challenge of inequality. Born to be a politics of sufficiency, they have been compatible with — perhaps even entwined with — the most explosive growth of inequality in modern history." — paraphrasing Samuel Moyn, Not Enough (2018)

(b) Marks — events not structures

Susan Marks' "Human Rights and Root Causes" (2011) 74 MLR 57 indicts the rights movement for treating violations as discrete events rather than predictable outputs of political-economic structures. Borrowing from Brecht, Marks reframes famine, sweatshop death and eviction as planned misery — outcomes of choices about trade, debt, austerity, property.

"If we are to treat the right to food, the right to housing or the right to health seriously, we have to consider not just the events that constitute their violation, but also the systemic conditions that produce those events with depressing regularity." — summarising Susan Marks, "Human Rights and Root Causes" (2011) 74 MLR 57

(c) Marxist / TWAIL / O'Connell — individualism and legitimation

O'Connell (Vindicating Socio-Economic Rights, Routledge 2012; "On Reconciling Irreconcilables" (2007); "The Death of Socio-Economic Rights" (2011)) argues that the dominant rights form is structurally aligned with neoliberalism: it atomises the political subject, abstracts from class, race and empire, and — most damaging — legitimates the arrangements that produce inequality.

"The dominant, liberal conception of human rights, far from being inimical to neoliberal capitalism, is in fact congruent with it: it individualises social conflict, depoliticises distributive questions, and legitimates the legal architecture in which inequality is reproduced." — synthesising Paul O'Connell, "On Reconciling Irreconcilables" (2007) and "The Death of Socio-Economic Rights" (2011)
"Human rights activism is most often an antipolitical politics of suffering reduction… It configures a particular kind of subject and converges, in practice, with liberal imperialism and global free trade." — paraphrasing Wendy Brown, "'The Most We Can Hope For…'" (2004) 103 SAQ 451

Anne Orford and TWAIL extend the geographical version: the rights regime grew up alongside structural adjustment and is enmeshed with the order whose policies produce the inequalities it deplores.

(d) Operational — courts cannot redistribute

HR mechanisms are operationally ill-suited to redistribution. Adjudication frames disputes as transactions; budget and tax policy is polycentric and political. The South African Constitutional Court — the most ambitious SER jurisdiction in the world — has retreated to a reasonableness standard that defers to the executive and refuses to quantify minimum cores.

Soobramoney v Minister of Health (KwaZulu-Natal) 1998 (1) SA 765 (CC)
Facts
An unemployed man with chronic renal failure was denied dialysis under a hospital triage policy reserving treatment for transplant-eligible patients.
Holding
The Court refused to order treatment. The s 27 right to health was qualified by available resources; s 27(3) "emergency medical treatment" did not extend to ongoing chronic care.
Why it matters
The Court's first SER case: resource constraints, rationally administered, can defeat what looks like a clear life-and-death claim. Foreshadows later deference.
Government of the Republic of South Africa v Grootboom 2001 (1) SA 46 (CC)
Facts
Mrs Grootboom and 900 others, evicted from informal settlements with nowhere to go, sought enforcement of the s 26 right of access to adequate housing.
Holding
The state's housing programme was unreasonable in failing to provide for those in desperate need. The Court rejected enforceable "minimum core" content and adopted reasonableness review.
Why it matters
The leading global authority on judicial enforcement of SER. But the remedy is procedural ("reform your programme"), not redistributive ("transfer resource X to person Y").
Mazibuko v City of Johannesburg 2010 (4) SA 1 (CC)
Facts
Soweto residents challenged a 6-kl free basic water allocation and prepaid meters as inconsistent with the s 27(1)(b) right to sufficient water.
Holding
The Court (O'Regan J) upheld the City's policy as reasonable and refused to fix a quantitative content for "sufficient water" — that was for the political branches in the first instance.
Why it matters
Read as a "second-wave" retreat into deference: the Court accepted what critics call neoliberal commodification of a basic good. Exhibit A that even strong SER constitutionalism does not redistribute.

4. EVALUATE — adopting a position

The strongest defensible answer — most aligned with Dr O'Connell's published positions — runs in three steps.

First, refuse the binary. HR are neither solution nor fraud; ask for what and under what conditions, not whether they "work".

Second, concede the structural critique. Moyn is right that the regime is built around sufficiency; Marks that the legal form treats violations as events; O'Connell and Brown that rights individualise and legitimate. Reasonableness review does not redistribute; Alston's reports, however powerful, are politically reversible.

Third, refuse the conclusion that this empties rights of value. Rights do four things that matter for the politics that can achieve substantive equality. They protect the floor below which immiseration becomes lethal. They supply a vocabulary in which dispossession becomes nameable as wrong (Alston's "punitive, mean-spirited" verdict is the model). They license mobilisation: movements from the South African TAC to anti-eviction networks use SER litigation as an organising tool. And they generate cross-border architecture (Maastricht, OP-ICESCR, ETOs) that, politically activated, could reach the determinants of global poverty.

The honest conclusion is the O'Connell-aligned one: human rights are necessary but radically insufficient. They are a defensive perimeter and an organising vocabulary; they are not a substitute for the political-economic transformation — taxation, public ownership, labour power, decommodification — that would compress inequality. To pretend otherwise is to mistake the floor for the building.

5. Academic voices — the pull-quote bank

The exam rewards specific attribution. Memorise two or three and deploy them verbatim.

"Not merely a floor of protection against insufficiency is required, but also a ceiling on inequality." — Samuel Moyn, Not Enough (Harvard UP 2018)
"What if we were to consider not just the events that constitute the violation of human rights, but also the conditions under which those events occur — what Brecht called 'planned misery'?" — Susan Marks, "Human Rights and Root Causes" (2011) 74 MLR 57
"International human rights law traditionally addresses poverty by ensuring minimum standards of dignity. The question is whether that minimalist, non-relational approach is sufficient — or whether global material inequality, and not just poverty, must matter to international human rights law." — summarising Margot E. Salomon, "Why should it matter that others have more?" (2011) 37 RIS 2137
"The erosion of socio-economic rights can be understood as part of a de facto harmonisation of constitutional rights protection in the era of neoliberal globalisation: courts articulate conceptions of rights that are market-friendly, congruent with the narrow neoliberal conception, and antithetical to socio-economic rights." — synthesising Paul O'Connell, "The Death of Socio-Economic Rights" (2011) 74 MLR 532

6. Common pitfalls

Description without argument. Listing UDHR Art 1, ICCPR Art 26 and ICESCR Art 2(2) is doctrinal recall, not analysis. Show why their language of "without distinction" cannot, on its own, generate a redistributive outcome.
Treating HR as neutral about distributive outcomes. They are not. The choice to articulate equality as non-discrimination rather than as a ceiling on accumulation is itself a distributive choice. Surfacing that choice separates a 2:1 from a First.
Ignoring the political-economic frame. An answer that never names neoliberalism, capital, austerity or structural adjustment is missing the framing the lecturer's own scholarship presupposes. You are answering an essay on inequality, not on discrimination law.
Defaulting to "rights are good". The exam rewards a position. Concluding blandly that "rights have strengths and weaknesses" is the single most penalised move on a statement paper. Adopt the necessary-but-insufficient line, or its opposite, and defend it.

7. Exam answer skeleton

  1. FRAME. Name the empirical scale: post-1980 polarisation, Oxfam / WIR figures, Piketty's r > g, the simultaneity Moyn diagnoses. State the question and your answer-line in one sentence: HR are necessary but radically insufficient.
  2. EXPLAIN. Set out the toolkit: non-discrimination (UDHR 1, 2, 7; ICCPR 2, 26; ICESCR 2(2), 3); substantive ICESCR rights and progressive realisation; Fredman's four dimensions; ETOs / Maastricht; Alston's reports. Quote one provision verbatim.
  3. CRITIQUE. Deploy the four-fold critique: Moyn (sufficiency not equality); Marks (events not structures); O'Connell / Brown (individualisation, legitimation); operational (courts cannot redistribute — cite Soobramoney, Mazibuko; concede Grootboom and explain why it is procedural, not redistributive).
  4. EVALUATE. Adopt the position. Rights protect the floor, supply a vocabulary, license mobilisation, generate cross-border architecture — but do not redistribute. Use Alston's UK report as the cleanest illustration.
  5. CONCLUDE. Restate the necessary-but-insufficient line. The work of substantive equality is political-economic, not juridical; rights are an instrument within that politics rather than a substitute for it.

Name your position in the first sentence of the conclusion, in terms the marker can lift onto the rubric: "Human rights are necessary but radically insufficient instruments for addressing structural inequality."

8. Checklist